Document List

AIMS Management

• Scoping Questionnaire

• Manual

• ISO 42001 – Implementing ISO 42001 (PPT)

• ISO 42001 – Implementing ISO 42001 Alignment with ISO 27001 (PPT)

AI System Development

• AI SDLC Procedure

• AI System Requirements Form

• AI System Test Case Specification Form

• AI Deployment Plan Form

• AI Performance Monitoring Plan Form

• AI System Ethical Design Checklist

• AI System Post Implementation Review Checklist

• AI System Development Plan Template

• AI System Development Standard

• AI System Code Review Checklist

• AI System Data Bias Assessment Checklist

Audit

• Audit Questionnaire

• ISO 42001 Self Assessment

• Internal Audit Report

• Audit Plan

• Audit – Opening Meeting (PPT)

• Audit – Closing Meeting (PPT)

EU AI ACT – Articles 11, 17, 27

• Declaration of Conformity

• Conformity Assessment Procedure

• Regulatory Compliance Strategy

• Design Control and Verification Framework for High-Risk AI Systems

• Development, Quality Control & Quality Assurance Framework

• Examination, Test and Validation Procedures for High-Risk AI Systems

• Technical Specifications and Standards for High-Risk AI Systems

• Data Management Systems and Procedures Framework for High-Risk AI Systems

• Risk Management System for High-Risk AI Systems

• Post-Market Monitoring System for High-Risk AI Systems

• Serious Incident Reporting Procedures for High-Risk AI Systems

• Communication Handling Procedures for High-Risk AI Systems

• Record-Keeping Systems and Procedures for High-Risk AI Systems

• Resource Management and Security-of-Supply Measures for High-Risk AI Systems

• Accountability Framework

• Fundamental Rights Impact Assessment (FRIA)

• ISO 42001 Mapping to EU AI Act Document

• EU AI Act Articles Mapping to ISO 42001 Clauses

 

Forms

• Objectives and KPIs

• AI Corrective Action Form

• Training & Awareness Records

• SOA – Statement of Applicability (ISO 42001)

• Policies and Procedures List

• Documents Completion Tracker

• AI Risk Register

• AI System Impact Assessment

• AI Job Description

• AI Management Review Minutes

• Service Provider or Vendor Evaluation Form

• Approved Service Providers or Vendors List

• Competency Matrix

• AI Steering Committee TOR

• AI Governance Board Charter

• Scope Determination

• RACI

• Stakeholders Mapping

• Bias Fairness Evaluation

• Transparency Evaluation

• Asset Management Register

• AI Ethics Assessment

• AI Ethics Monitoring Checklist

• Model Use Case Tracker

• Data Quality Assessment Questionnaire

 

Implementation

• Documents Completion Tracker

• Implementation – Project Plan

• Implementation Progress Minutes

 

Policies

• AI Management Policy

• AI Acceptable Use Policy

• AI Tool Usage Policy

• AI Incident Recording and Reporting of Concerns Policy

• AI Training & Awareness Policy

• AI System Development Policy

• AI Risk Management Policy

• AI Information Security Policy

• AI Data Privacy and Protection Framework

• Human Resources Security and AI Interaction Policy

• Data Backup and Recovery Policy

• AI Change Management Policy

• AI Communication Management Policy

 

SOPs (Standard Operating Procedures)

• AI Data Resource Management Procedure

• AI System Data Management Procedure

• AI Data Acquisition Procedure

• AI Data Quality Management Procedure

• AI Data Preparation Procedure

• AI Data Provenance Management Procedure

• AI Management Review Procedure

• AI Incident Management and Reporting Concerns Procedure

• AI Systems Resources Procedure

• AI System Impact Assessment Procedure

• AI Internal Audit Procedure

• AI Corrective Action Procedure

• AI Change Management Procedure

• AI Control of Documented Information Procedure

• AIMS Implementation Procedure

• AI Information Transfer Procedure

• AI Control of Records Procedure

• AI Data Quality Procedure

• AI Human Resources, Training and Awareness Procedure

• AI Employee Screening Procedure

• AI Processes Monitoring and Measuring Procedure

• AI Supplier Management Procedure

• AI Security Threats and Vulnerability Management Procedure

• Risk Management Framework

• Human Oversight

 

Training & Awareness

• ISO 42001 Training – Year 1 (PPT)

• ISO 42001 Training – Year 2 (PPT)

• ISO 42001 Training – Year 3 (PPT)

• AI Risk Management (PPT)

• AI Governance (PPT)

• Testing AI Principles – A Comprehensive Guide (PPT)