Why should you attend?

Implementing a Compliance Management System (CMS) based on ISO 37301 provides a wide range of benefits, including helping organizations avoid or reduce the risks, costs, and potential damage associated with noncompliance. It supports long-term sustainability, strengthens trust and confidence among stakeholders, and promotes good governance practices, due diligence, and ethical business conduct.

This training course enables participants to assist organizations in establishing the necessary processes to meet compliance obligations and implement effective controls that proactively prevent noncompliance while fostering a culture of integrity, transparency, and openness. After completing the training, participants can take the certification exam and, upon passing, apply for the “PECB Certified ISO 37301 Lead Implementer” credential. This internationally recognized certification validates your professional competence to implement a CMS in accordance with ISO 37301 requirements.

To strengthen your expertise further, you can also begin with ISO 37301 Foundation Training, enhance your auditing capabilities through ISO 37301 Lead Auditor Course, or stay updated with the latest changes via the ISO 37301 Transition course.

Who should attend?

This course is designed for managers, consultants, and compliance officers who want to gain a comprehensive understanding of ISO 37301 requirements for a compliance management system. It is also suitable for professionals seeking a structured CMS implementation framework, compliance officers responsible for managing compliance risks and ensuring due diligence, individuals committed to promoting ethical practices and organizational integrity, members of governance, risk management, and compliance teams, and those aspiring to become compliance officers or consultants.

Learning objectives

By the end of this training course, participants will be able to understand and explain the key concepts, approaches, methods, and techniques used for the effective implementation and management of a CMS. They will also learn how ISO 37301 relates to other standards and regulatory frameworks, interpret its requirements from an implementer’s perspective, support organizations in establishing, implementing, maintaining, and continually improving a CMS, and prepare organizations for successful third-party certification audits.

Educational approach

This learner-centered training course combines best practices in compliance management system implementation, operation, maintenance, and continual improvement with a strong theoretical foundation supported by practical examples. It includes lecture sessions based on real-life case studies, encourages interaction and discussion between trainers and participants, and incorporates both stand-alone and scenario-based quizzes to effectively prepare participants for the certification exam.

Prerequisites

Participants should have a basic understanding of ISO management system standards and general knowledge of ISO 37301 (or ISO 19600), along with familiarity with management system implementation principles.

Course Agenda

Day 1: Introduction to ISO 37301 and the initiation of a CMS implementation

Day 2: Implementation plan of a CMS

Day 3: Implementation of a CMS

Day 4: CMS monitoring, continual improvement, and preparation for the certification audit

Day 5: Certification exam

Examination

The PECB Certified ISO 37301 Lead Implementer exam fully meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:

Domain 1: Fundamental principles and concepts of a compliance management system

Domain 2: Initiation of a CMS implementation

Domain 3: Planning of a CMS implementation based on ISO 37301

Domain 4: Implementation of a CMS based on ISO 37301

Domain 5: Monitoring and measurement of a CMS based on ISO 37301

Domain 6: Continual improvement of a CMS based on ISO 37301

Domain 7: Preparation for a CMS certification audit

For specific information about exam type, languages available, and other details, please visit the List of PECB Exams and the Examination Rules and Policies.

General Information

• Certification and examination fees are included in the price of the training course.
• PECB will provide over 500 pages of instructional materials containing explanations, guidance, and practical examples.
• An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.
• In case of exam failure, the candidate can retake the exam once for free within 12 months following the initial exam date.

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